Connect with us:
Our vision is to be the global leader in sustainable gold mining

Shareholder Services

  • Analyst coverage
  • Shareholder enquiries
  • ADR information
  • Administration

Analyst coverage

Name Company Telephone
Abhinandan Breichmanas BMO Capital Markets +44 20 7246 5430
David Haughton CIBC World Markets +1 416 594 7284
Johann Steyn Citigroup Global Markets +27 11 944 0087
Shashi Shekhar Citi Investment Research +91 22 4277 5028
Patrick Mann Deutsche Bank +27 11 775 7282
Eugene King Goldman Sachs International +44 20 7774 2447
Derryn Maade HSBC Securities +27 72 786 9687
Emma Townshend HSBC Securities +27 21 794 8345
Dominic O'Kane JPMorgan Cazenove +44 20 7742 6729
Yatish Chowthee Macquarie First South Securities +27 11 583 2000
Nkosi Nyanga Momentum SP Reid Securities +27 11 550 6276
Arnold Van Graan Nedbank Capital +27 11 295 9361
Leon Esterhuizen Nedbank Capital +27 11 295 9360
Rene Hochreiter NOAH Capital Markets +27 11 446 9700
Richard Hatch RBC Capital Markets +44 20 7002 2111
Steven Friedman Renaissance Capital +27 11 750 1481
Chris Nicholson RMB Morgan Stanley +27 11 282 1154
Jared Hoover RMB Morgan Stanley +27 11 282 1082
Adrian Hammond SBG Securities +27 11 384 2000
Tanya Jakusconek Scotiabank Global Banking & Markets +1 416 945 4083
Hurbey Geldenhuys Vunani Securities +27 11 384 2912

Shareholder enquiries

South Africa

Computershare Investor Services 2004 (Proprietary) Limited
Rosebank Towers
15 Biermann Avenue
Rosebank 2196
South Africa

PO Box 61051
Marshalltown, 2107
Telephone: (+27)(11) 370 5000

United Kingdom

Capital Registrars
Bourne House
34 Beckenham Road
Beckenham
Kent BR3 4TU
England
Telephone: (+44)(20) 8639 2000
Fax: (+44)(20) 8658 3430

ADR information

American depository receipts transfer agent

Bank of New York
Shareholder Relations
P O Box 11258
New York, NY20286 1258

US toll-free telephone: (1)(888) 269 2377
e-mail: shareowner-svcs@bankofny.com

Frequently asked questions about ADRs

What is an American Depositary Receipt (ADRs)?
An ADR is a negotiable U.S. certificate representing ownership of shares in a non-U.S. corporation. ADRs are quoted and traded in U.S. dollars in the U.S. securities market. Also, the dividends are paid to investors in U.S.dollars. ADRs were specifically designed to facilitate the purchase, holding and sale of non-U.S. securities by U.S. investors, and to provide a corporate finance vehicle for non-U.S. companies.

What types of companies issue ADRs?
ADRs issuers are typically large multinational corporations. Any non-U.S. company seeking to raise capital in the U.S. or increase their base of U.S. investor can issue ADRs.

Is it easy to get information and updates on an ADR company?
Investors receive annual reports and proxy materials in English. ADR issuers generally have full information in English about themselves on their websites, as well as on the main depositary bank websites, and are better tracked by the main U.S. financial websites. ADRs listed on U.S. exchanges provide holders with the same level of information as any other U.S. security. Trading information is readily available, financials are reconciled to U.S. Generally Accepted Accounting Principles (GAAP), and the SEC regulates the Company's disclosure to investors.

Where are Gold Fields’ ADRs traded?
The ADRs are listed and traded on the NYSE Stock Market. The trading code is GFI. The CUSIP number is 38059T106. The ratio between the ordinary share and the ADR is 1:1.

Who is Gold Fields’ depositary for ADRs?
The Bank of New York Mellon. The depositary bank plays a key role in the process of issuance and as cancellation of ADRs. It also maintains the ADR holder register and distributes the dividends in US dollars. For additional information, please visit The Bank of New York Mellon’s website at www.adrbny.com or contact the shareholder services department:

The Bank of New York Mellon
Shareholder Relations Department
Church Street Station
PO Box 11258
New York, NY 10286-1258
United States of America
Call Shareholder Relations at 1-888-BNY-ADRS

What is the difference between a registered holder and a beneficial ADR holder?
A registered holder is one whose name appears on the books of the depositary. The registered holder is considered the owner of record. A beneficial holder is one whose holdings are registered in a name other than their own, such as in the name of a broker, bank or nominee.

How are ADR dividends paid and taxed?
Dividends are paid in U.S. dollars and are generally taxable, just like dividends on U.S. shares. In addition, taxes may be withheld by the ADR company's local government. Depending on individual circumstances, foreign taxes withheld might be applied as a credit against U.S. taxes, or tax reclaim opportunities may be offered.

How can I find out dividend and corporate action information on Gold Fields?
For dividend and corporate action information, please visit www.adrbny.com. Go to the "Investors" button and click on "DR Corporate Actions" and then enter company name, CUSIP or symbol.

How can I buy ADRs via a US broker?
You can buy an ADR through a broker, just as you would U.S. securities. You can purchase Depositary Receipts through BNY Brokerage, Inc. BNY Brokerage Inc. is a wholly-owned subsidiary of The Bank of New York Mellon Company and provides professional trade execution to meet all of your investing needs. BNY Brokerage, Inc. is a member NASD/SIPC, and is a wholly-owned subsidiary of The Bank of New York Mellon Company, Inc. Securities are not FDIC insured and may lose value.

BNY Brokerage, Inc.
101 Barclay St. - Fl. 12W
New York, NY 10286
Telephone: 1-800-255-8282

How can I buy an via a direct purchase or dividend reinvestment plan?
Global BuyDIRECT, a Direct Sale/Dividend Reinvestment Plan sponsored by The Bank of New York Mellon, offers investors the opportunity to purchase Depositary Receipts at commissions that are typically less than a retail broker. The Global BuyDIRECT Plan is a dividend reinvestment and direct purchase plan open to existing shareholders and new investors. Through the programme, participants can buy initial and additional ADSs, sell ADSs and reinvest dividends all at commissions that are typically less than a retail broker.

For information on the Global BuyDIRECT plan, please visit www.adrbny.com. Go to the “Investors” section and then click on “How to Buy DRs”, followed by “Global BuyDIRECT”. To request plan brochures and enrolement forms for companies offering Global BuyDIRECT, please call +1.800.345.1612
Toll Free Telephone for U.S. Global BuyDIRECT participants: +1.888.BNY.ADRS

Telephone for International Callers: +1.212.815.3700
Email: shareowner-svcs@bankofny.com

How can I convert ordinary shares in Gold Fields into Gold Fields ADRs?
A shareholder wishing to convert Johannesburg Stock Exchange-listed ordinary shares in to ADRs should, in the first instance, request that their broker contact the ADR Broker Desk at The Bank of New York Mellon. Contact details can be found below:

Contacts

UK
Mark Lewis

Telephone: +44 (0) 20 7964 6089
Fax: +44 (0) 20 7964 6024
E-mail: mark.lewis@bnymellon.com

US
Jason Paltrowitz

Telephone: +1 212 815 2077
Fax: +1 212 5713050
E-mail: jason.paltrowitz@bnymellon.com

Alternatively, the shareholder may contact the ADR Broker Desk at The Bank of New York Mellon direct.

When contacting the ADR Broker Desk, the broker will be asked to confirm the following information:

  1. The number of ordinary shares the shareholder wishes to convert into ADRs (based on the current ratio of 1 ordinary share equals 1 ADR);
  2. The custodian name, account name and account number of the account in South Africa from which the ordinary shares will be delivered;
  3. The number of the DTC account in the US to which the shareholder wishes their ADRs to be credited. If the shareholder does not have a DTC account, they will need to appoint a nominee (e.g. a broker) to hold the ADRs on their behalf.
  4. Once these details have been confirmed, the broker (or shareholder) should instruct the delivery of the ordinary shares from their custody account in South Africa.
  5. On the day that the local custodian confirms to The Bank of New York Mellon that the ordinary shares have settled in The Bank of New York Mellon account, The Bank of New York Mellon will instruct the delivery of the equivalent amount of ADRs to the requested DTC account.
  6. A fee per ADR issued is payable to The Bank of New York Mellon upon the delivery of the ADRs. Most commonly, when The Bank of New York Mellon delivers the ADRs to the specified DTC account, this is done on a delivery versus payment (DVP) instruction against the conversion fee. If an alternative method of payment is required, please contact the Broker Desk for further details. Where the DTC account is operated by a broker on behalf of a shareholder, the broker should confirm to the shareholder that it has received the ADRs and is holding them on his/her behalf.

Administration

Corporate Secretary  
Lucy Mokoka
Telephone: +27 11 562 9719
Fax: +27 11 562 9829
e-mail: lucy.mokoka@goldfields.co.za

Registered Office
Johannesburg
Gold Fields Limited
150 Helen Road
Sandown
Sandton
2196

Postnet Suite 252
Private Bag X30500
Houghton
2041
Telephone: +27 11 562 9700
Fax: +27 11 562 9829

Office of the United Kingdom Secretaries
London
St James’s Corporate Services Limited
Suite 31, Second Floor
107 Cheapside
London
EC2V 6DN
United Kingdom
Telephone: +44 20 7796 8644
Fax: +44 20 7796 8645
e-mail: general@corpserv.co.uk

American Depository Receipts Transfer Agent
Shareholder Correspondence should be mailed to:

BNY Mellon Shareowner Services
P.O. Box 30170
College Station, TX 77842-3170

Overnight Correspondence should be sent to:
BNY Mellon Shareowner Services
211 Quality Circle, Suite 210
College Station, TX 77845
e-mail: shrrelations@cpushareownerservices.com

Phone Numbers
Telephone: 888 269 2377 Domestic
Telephone: 201 680 6825 Foreign

Gold Fields Limited
Incorporated in the Republic of South Africa
Registration number 1968/004880/06
Share code: GFI
Issuer code: GOGOF
ISIN – ZAE 000018123

Investor Enquiries
Avishkar Nagaser
Telephone: +27 11 562 9775
Mobile: +27 82 312 8692
e-mail: avishkar.nagaser@goldfields.co.za

Media Enquiries
Sven Lunsche
Telephone: +27 11 562 9763
Mobile: +27 83 260 9279
e-mail: sven.lunsche@goldfields.co.za

Transfer Secretaries
South Africa
Computershare Investor Services (Proprietary) Limited
Rosebank Towers
15 Biemann Avenue
Rosebank
Johannesburg
2196

PO Box 61051
Marshalltown
2107
Telephone: +27 11 370 5000
Fax: +27 11 688 5248

United Kingdom
Link Asset Services
The Registry
34 Beckenham Road
Beckenham
Kent BR3 4TU
England
Telephone: 0871 664 0300
Overseas: +44 20 8639 5000
Fax: +44 20 8658 3430
e-mail:ssd@capitaregistrars.com
Calls cost 12p per minute plus your phone company's access charge.
If you are outside the United Kingdom, please call +44 371 664 0300.
Calls outside the United Kingdom will be charged at the applicable international rate.
The helpline is open between 9:00am – 17:30pm. Monday to Friday 
excluding public holidays in England and Wales.

Sponsor
J.P. Morgan Equities South Africa (Pty) Ltd